IS YOUR FIRM EMBARRASSING YOU?
We know how you feel. We've been there. Our names got drug through the mud when our previous brokerage firm got slaughtered in the press. For us it was tainted stock research, and then came the mutual fund scandals. Today, it seems to be even worse for advisors at the brokerage firms: CMOs blowing up, overnight consolidation of firms, firms on the brink of bankruptcy, production requirements going up, payouts declining. It's hard enough managing clients in this market, the last thing advisors need is to be fielding questions about the company’s solvency and future.